Shriram Transport Finance Company Ltd - NCD5 - Draft Prospectus - June 2013

DISCLAIMER – IMPORTANT

NOTE: ELECTRONIC VERSION OF THE DRAFT PROSPECTUS YOU ARE SEEKING TO ACCESS IS BEING MADE AVAILABLE ON THIS WEBSITE BY JM FINANCIAL INSTITUTIONAL SECURITIES PRIVATE LIMITED/A. K. CAPITAL SERVICES LIMITED/HDFC BANK LIMITED/ICICI SECURITIES LIMITED/KARVY INVESTOR SERVICES LIMITED/RR INVESTORS CAPITAL SERVICES PRIVATE LIMITED/SMC CAPITALS LIMITED/TRUST INVESTMENT ADVISORS PRIVATE LIMITED IN GOOD FAITH AND FOR INFORMATION PURPOSES ONLY. YOU ARE ADVISED TO READ THIS DISCLAIMER CAREFULLY BEFORE READING, ACCESSING OR MAKING ANY OTHER USE OF THE DRAFT PROSPECTUS. BY ACCESSING THE DRAFT PROSPECTUS, YOU AGREE TO FOLLOW THE FOLLOWING TERMS AND CONDITIONS, INCLUDING ANY MODIFICATIONS TO THEM FROM TIME TO TIME.

These materials are not directed at or accessible by following persons:

• Minors without a guardian name;
• Foreign nationals;
• Persons resident outside India including without limitation any Foreign Institutional Investors, Non Resident Indians, Qualified Financial Institutions and Overseas Corporate Bodies.

Neither JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited, nor its affiliates represent that the contents of the Draft Prospectus herein are accurate or complete. The information contained herein has not been updated since its original publication date and may not reflect the latest updates. 

The contents of the Draft Prospectus are for your information only. You may not and are not authorized to (1) deliver the Draft Prospectus to any other person or (2) reproduce such Draft Prospectus in any manner whatsoever. Any distribution or reproduction of the Draft Prospectus in whole or in part is unauthorized. Failure to comply with this directive may result in a violation of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008, (the "SEBI Debt Regulations") or other applicable laws of India and other jurisdictions.

Making documents available in electronic format does not constitute an offer to sell or the solicitation of an offer to buy securities in Shriram Transport Finance Company Limited (“Company”). Further, it does not constitute a recommendation by JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited or any other party to sell or buy securities in Shriram Transport Finance Company Limited.

Please read this notice carefully - It applies to all persons who view this site. Please note that the disclaimer set out below may be altered or updated. You should read it in full each time you visit the site.

Overseas persons

The information in this section is directed at, and is intended for distribution to, and use by, residents of India only. Residents of countries other than India are not authorized to view or use the information in this section. Viewing this information may not be lawful in certain jurisdictions. In other jurisdictions only certain categories of person may be allowed to view this information. Any person who wishes to view this site must first satisfy themselves that they are not subject to any local requirements which prohibit or restrict them from doing so.

If you are not permitted to view materials on this website or are in any doubt as to whether you are permitted to view these materials, please exit this webpage. Basis of access

JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited has taken all necessary steps to ensure that the contents of the Draft Prospectus as appearing on this web site are identical to the Draft Prospectus filed with the National Stock Exchange Limited and BSE Limited and the Securities and Exchange Board of India (for record purposes), in accordance with the provisions of the regulation 6 of the SEBI Debt Regulations. You are reminded that documents transmitted in electronic form may be altered or changed during the process of transmission and consequently neither JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited nor any of its affiliates accept any liability or responsibility whatsoever in respect of alterations or changes which have taken place during the course of transmission of electronic data. JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited will not be responsible for any loss or damage that could result from interception and interpretation by any third parties of any information being made available to you through this web site. Access to electronic versions of these materials is being made available in good faith and for information purposes, in connection with an offering of debt securities under the SEBI Debt Regulations and are not intended to nor do they constitute an offer and/or an invitation to subscribe to the securities referred therein. 

The materials placed herein are for informational purposes and are not a solicitation of any bid from you. Nothing contained herein shall constitute and/or deem to constitute an offer and/or an invitation to an offer to subscribe to the securities referred therein. 

Any person seeking access to this portion of JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited’s website represents and warrants to JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited that they are doing so for information purposes only. Making press announcements and other documents available in electronic format does not constitute an offer to sell or the solicitation of an offer to buy securities in Shriram Transport Finance Company Limited. Further, it does not constitute a recommendation by JM Financial Institutional Securities Private Limited/A. K. Capital Services Limited/HDFC Bank Limited/ICICI Securities Limited/Karvy Investor Services Limited/ RR Investors Capital Services Private Limited/SMC Capitals Limited/Trust Investment Advisors Private Limited or any other party to sell or buy securities in Shriram Transport Finance Company Limited. 

The Draft Prospectus is open for public comments for a period of seven (7) working days commencing from June 25, 2013. All comments on the Draft Prospectus should be forwarded to the attention of Mr. Vivek Madhukar Achwal, Compliance Officer, Shriram Transport Finance Company Limited at the following address: 

Mr. Vivek Madhukar Achwal
Shriram Transport Finance Company Limited, 
Wockhardt Towers, Level-3, West Wing, C-2, G Block, 
Bandra-Kurla Complex, Bandra (East), Mumbai- 400 051. 
Tel: +91 22 4095 9595
Fax: +91 22 4095 9596/97
Email: stfcncd5comp@stfc.in

All comments must be received by the Company within seven (7) working days of hosting the Draft Prospectus on the website of NSE and BSE, i.e. no later than 5:00 p.m. on July 3, 2013. Comments may be sent through post, fax or e-email.

Confirmation of understanding and acceptance of disclaimer I have read and understood the disclaimer set out above. I understand that it may affect my rights. I agree to be bound by its terms. I confirm that I am permitted to proceed to electronic versions of these materials. I confirm that I do not fall under any of the categories below:

• Minors without a guardian name;
• Foreign nationals;
• Persons resident outside India including without limitation any Foreign Institutional Investors, Non Resident Indians, Qualified Financial Institutions and Overseas Corporate Bodies.

I hereby confirm that any decision to invest in the Issue is based on my own examination of Shriram Transport Finance Company Limited and the Issue and based on disclosures made in the Draft Prospectus.

If you have gained access to the Draft Prospectus form contrary to the foregoing restrictions, you will be unable to purchase any of the securities described therein.

AGREE